EPSTEIN
page 1 / 302 . OCR, unverified
Dataset10 131
--- SOURCE: IMAGES__0131__EFTA01519287.txt ---
METADATA_SOURCE: IMAGES0131
METADATA_FILENAME: EFTA01519287.pdf
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GHISLAINE MAXWELL-OAP HID
ACCT
For the Period 1/1/14 to 1/31/14
Equity Summary
Asset Categories
Beginning
Ending
Change
Current
Market Value
Market Value
In Value
Allocation
EAFE Equity
1964,165.75
1,847,938.92
(116,226.83)
100%
Market Value/Cost
Current
Penod Value
Market Value
1,647,938.92
Tax Cost
1,766,778.80
Unrealized Gain/Loss
81,180.12
Estimated Annual Income
82,900.42
Accrued Dividends
3,815.60
Yield
3.40%
JP Morgan
Page 4 of 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00046571
SDNY_GM_00315769
EFTA01519287
--- SOURCE: IMAGES__0131__EFTA01519288.txt ---
METADATA_SOURCE: IMAGES0131
METADATA_FILENAME: EFTA01519288.pdf
----------------------------------------
GHISLAINE MAXWELL-OAP HID
ACC
For die Period 1/1/14 to 1/31/14
Note:
P indicates position adjusted for Pending Trade ActWity.
This is the Annual Percentage Yield (APY) which is the rate earned If balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Equity Detail
Price
Quantity
Value
Adjusted Tax Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Yield
Original Cost
Accrued Div.
EAFE Equity
ABB LTD
24.84
2.200 000
54,648.00
47,460.92
7,18708
1548.80
2.83%
SPONS ADR
000375-20-4 ABB
ALSTOM
2.79
4.875 000
13,581 75
17,770.91
(4,189.16)
351.00
2.58%
ADR
021244-20-7 ALSM Y
ASTRAZENECA PLC
63.50
365.000
23,177.50
18,351.75
4,825.75
1,022.00
4.41%
SPONS ADR
046353-108 AZN
BAE SYSTEMS PLC
52
1.000 000
28,520.00
22.160.00
6,360.00
1,196.00
4.19%
SPONS ADR
06523R-10-7 BAES Y
BAYER A 0
132.00
245.000
32,339.78
24.491.20
7,848.58
442.22
1.37%
SPONS ADR
072730-30-2 BAYR Y
BHP LTD
63.95
435.000
27,818.25
32,227.68
(4,409.43)
1,039.20
3.63%
SPONS ADR
088806-1043 BHP
BNP PARIEtAS
38.87
1,195.000
46,449.65
47,674.46
(1,224.81)
811.40
1.75%
ADR
05565A-20-2 BNPQ Y
JP Morgan
Page 5 of 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00046572
SDNY_GM_00315770
EFTA01519288
--- SOURCE: IMAGES__0131__EFTA01519289.txt ---
METADATA_SOURCE: IMAGES0131
METADATA_FILENAME: EFTA01519289.pdf
----------------------------------------
GMISLAINE MAXWELL - OAP IHD
ACCT.
For the Period I/I/14 to 1/31/14
Price
Quantity
Value
Adjusted Tax Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Yield
Onginal Cost
Accrued Div.
EAFE Equity
BOC HONG KONG HOLDINGS LTD
60.37
555.000
33,505.35
36,821.52
(3,316.17)
1,748.80
5.22%
SPONS ADR
096813-20-9 BHKL Y
BRITISH AMERICAN TOBACCO PLC
95.99
590.000
56,634.10
62,046.30
(5,412.20)
2,552.34
4.51%
SPONS ADR
110448-10-7 BTI
COST OF PENDING PURCHASES
1.00
(7,088.220)
(7,088.22)
(7,088.22)
DEUTSCHE TELEKOM AG
16.17
4,270.000
69,045.90
58,928.15
10,117.75
3,825.92
5.54%
SPONS ADR
251566-195 DTEG Y
DEUTSCHE POST AG
34.55
1,360.000
46,988.00
31,554.75
15,433.25
1,206.32
2.57%
SPONS ADR
25157Y-20-2 OPSO Y
GDF SUEZ
22.19
1,980.000
43,936.20
42,100.10
1,836.10
2,684.88
6.11%
SPONS ADR
361608.105 GDFZ Y
GLAXOSMITHKIJNE PLC
51.54
1,015.000
52,313.10
48,412.36
3,900.74
2,445.13
4.67%
SPONS ADR
37733W-10-5 GSK
HSBC HOLDINGS PLC
51.49
1,145.000
58,956.05
62,810.83
(3,854.78)
2,748.00
4.66%
SPONS ADR
404280-40-6 HSBC
IMPERIAL TOBACCO PLC
73.48
515.000
37,842.20
36,270.85
1,571.35
1,895.20
5.01%
ADR
1,19623
453142-10-1 ITYB Y
KIRIN HOLDINGS COMPANY LTD
13.58
3,010.000
40,875.80
48,510.86
(7,635.06)
833.77
2.04%
SPONS ADR
338.28
497350-30-6 KNEW V
JP Morgan
Page 6 of 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00046573
SDNY_GM_00315771
EFTA01519289
--- SOURCE: IMAGES__0131__EFTA01519290.txt ---
METADATA_SOURCE: IMAGES0131
METADATA_FILENAME: EFTA01519290.pdf
----------------------------------------
GHISLAINE MAXWELL-OAP HID
ACC
For the Period 1/1/14 to 1/31114
Price
Quantity
Value
Adjusted Tax Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Yield
Onginal Cost
Accrued Div.
EAFE Equity
LUKOIL OAO SPONS ADR
57.00
1,035.000
58,995.00
64,776.50
(5,781.50)
3,783 96
41%
677862-10-4 LUKO Y
MTN GROUP LTD
17.90
2,625.000
46,987.50
49,970.21
(2,982.71)
1.929.37
4.11%
SPONS ADR
62474M-10-8 MTNO Y
MUENCHENER RUECKVERSICHERUNGS •
20.70
2.610 000
54.027 00
48,665.02
5,361.98
1,618.20
3.00%
GESELLSCHAFT
ADR
626188-10-6 MURG Y
NESTLE S A
65
1.055 000
76.645 75
7a 413 83
3,231.92
1,915.88
2.50%
SPONS ADR REPSTG REG SH
641069-40-6 NSRG Y
NIPPON TEL & TEL CORP
26.96
2.210 000
59681.60
58374 87
1,206.73
1,613.30
2.71%
ADR
654824-10-5 NTT
NOVART1S A G
79.07
975.000
77,093.25
68,101.01
8,992.24
2,005.57
2.60%
ADR
66987V-10-9 NVS
P ORKLA A S A
7.84
2,725.000